· Luke Faragher · Compliance
SEC Rule 17a-4 and mobile call recording: what to capture
SEC 17a-4 makes mobile calls and texts business records. After $2bn+ in off-channel fines, what the rule requires and where SIM-level capture fits.
SEC 17a-4 makes mobile calls and texts business records. After $2bn+ in off-channel fines, what the rule requires and where SIM-level capture fits.